WebNov 19, 2024 · The FCA will make a decision on a complete application within 6 months. However, if your application is incomplete, the FCA must make a decision within 12 months. If you are successful in your application, the FCA will write to you confirming your ‘Part 4A permission’ authorisation. WebThe FCA and the PRA have published Policy Statements, near-final rules and final rules relating to the extension of senior managers and certification regime (SM&CR) to FCA-solo regulated firms and insurers. These follow on from consultation papers issued in July 2024 (see our briefing here) and December 2024 (see our briefing here). The FCA has also …
Find an accountant Find a chartered accountant ICAEW
WebFeb 10, 2024 · Register people with qualifying holdings. You must complete a form for each person or firm with a ‘qualifying holding’ in your firm (representing 10% or more of the capital or voting rights). You must submit this information via Connect. Register agents You must register agents who’ll provide payment services on your behalf via Connect ... WebSearch by name to find an ACCA member. Please note, new entries and updates can … downriver heart and vascular specialist pc
FCA register FCA register search FCA search SMCR
WebSep 7, 2015 · A new Financial Services Register makes it easier to find information on … WebDec 8, 2024 · You can apply to us for an individual or firm to be an approved person. Once approved, they will be able to carry out certain activities, known as controlled functions, for your firm. You'll need to submit your application using our online system Connect . The application must include a completed Form A and any supporting documents. WebDec 11, 2024 · Questions have been raised about the impact on consumer protection as the Financial Conduct Authority’s (FCA) Senior Managers and Certification Regime (SM&CR) has meant customer-facing advisers at advice firms have disappeared from the FCA Register. As of 9 December, all customer-facing roles at advice firms (CF30, CF2, … clayton co tax assessor qpublic